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Fall 2000
Volume 00, Number 1
Newsletter on Philosophy and Law
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Religious Belief, Freedom of Conscience, & the Right of Privacy
Richard Nunan
Department of Philosophy & Religious Studies, College of Charleston
The history of judicial decisions governing the constitutional
right to privacy is of course remarkable for many reasons, but one of the most noteworthy,
in my view, is the marked absence of judicial acknowledgment of the linkage between
privacy and the various First Amendment freedom of conscience clauses, especially the two
religion clauses ("Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof..."). There have, from time to
time been hints of a connection, as in William O. Douglass penumbra argument in Griswold
v. Connecticut, deriving privacy in part from "the right of association contained
in the penumbra of the First Amendment", and Harry Blackmuns acknowledgment in Roe
v. Wade that various responses to the question of when [human] life (read "moral
personhood") begins are motivated partly by theological considerations, which excuses
the judiciary from speculating about the answer.1
Over the years however, the Supreme Court has come to ground
constitutional protection of personal privacy chiefly in the Fourteenth Amendments
due process protection of liberty ("nor shall any State deprive any person of life,
liberty, or property without due process of law"). The gradual withering away of
Douglass penumbra argument in Griswold is symptomatic of the Courts
reluctance to rely more heavily on First Amendment rights in the privacy arena. This
development is, I suppose, understandable. Its a lot easier for the Court to
evaluate more (or less) compelling state interest claims in connection with strict
scrutiny, or even the rational basis standard, which get invoked under due process
jurisprudence, than it is to speculate about putative religious motives of legislative
bodies or citizen plaintiffs. State interest claims at least have empirical implications
that are open to public scrutiny. Alleged motives of the litigating parties are much more
difficult to pin down.
Nonetheless, the Courts pragmatic turn in the field of
constitutionally protected privacy does not dilute the conceptual connection between
privacy rights and First Amendment rights of conscience. There is of course a natural
reason for drawing a much tighter connection between privacy and First Amendment freedoms.
Jeffrey Rieman offers the following illuminating characterization of the right of privacy:
Privacy is an essential part of the complex social practice by means of
which the social group recognizesand communicates to the individualthat his
existence is his own. And this is a precondition of personhood. To be a person, an
individual must recognize not just his actual capacity to shape his destiny by his
choices. He must also recognize that he has an exclusive right to shape his destiny.2
This goal is precisely the point of the freedom of conscience aspect of
First Amendment rights, both with respect to privacy of personal information and with
respect to privacy of at least some behavior. And yet the Supreme Court has consistently
avoided making an explicit connection between privacy and the First Amendment. In Griswold,
for example, Douglas never actually discussed the relevance of the religion clauses, and
the Court as a whole entirely ignored the obvious establishment clause objection to
Connecticuts anti-contraception law, motivated as it was by a Catholic theological
perspective about the sanctity of life.3
The intimate connection between these two fields of constitutional law
was brought home to me forcefully, and personally, a few years back when I was subpoenaed
to testify as a corporate agent in an employment discrimination suit against my home
institution. I propose to use this example to illustrate why we ought to conclude that
privacy considerations really are central to the First Amendment religion clauses,4 and
vice versa. I will also offer some speculation about how my own experience might have been
handled under existing legal precedents, had matters turned out a little differently.
The suit in question was brought against my department by a former
visiting assistant professor, a sabbatical replacement hire, awarded two consecutive one
year contracts, but turned down for two tenure-track openings for which he applied during
his two years of employment at the College of Charleston. The plaintiff alleged that he
was not hired for either of these positions because he was an avowed theist, and the
Department, according to the plaintiff, had a policy of not hiring theists, thus violating
elements of the 1964 Civil Rights Act which proscribe hiring discrimination on religious
grounds.5 The issue to which I wish to draw the readers attention was a particular
strategem employed by the plaintiffs attorney: to question each tenured or
tenure-track member of the department involved in the hiring process about his or her
religious beliefs, first in oral deposition, and subsequently in trial testimony. If a
department member admitted to atheism or agnosticism, the attorney then argued before the
trial judge (there was no jury in this case) that this admission was evidence of hostility
toward the theistically inclined generally, and his plaintiff in particular, hence the
employment discrimination.
Citing both the First Amendment free exercise clause and the
constitutional right to privacy, I refused to answer such questions. In oral deposition,
the plaintiffs attorney then asked the Colleges attorney (really the State
Insurance Boards attorney) to order me to respond to deposition questions concerning
my religious beliefs. She did so (after having counseled me, prior to deposition, that she
thought plaintiffs attorney did indeed have the legal authority to insist on answers
to such questions), and I declined once again. I did this with some trepidation at the
time, since I suppose plaintiffs attorney might then have attempted to persuade the
presiding judge to issue me a contempt citation. Plaintiffs attorney and I went
through the same scene all over again at trial, at which point the judge inquired (after
some prefatory remarks about not wanting to violate anybodys constitutional rights)
whether the attorney wished to insist on my testimony on this issue. The attorney chose
not to rise to the bait, so the judge was not obliged to make any awkward decisions. The
attorney did subsequently argue that my refusal to answer constituted evidence of suspect
motives. Fortunately, the judge was quite unpersuaded by this class of arguments,
generally.
This bit of autobiography raises two philosophically and legally
interesting questions. First, are there legitimate First Amendment and privacy
considerations which support withholding this kind of information from prying lawyers or
other state agents? Second, if an aggressive attorney petitioned a judge for a contempt
citation in the face of such recalcitrance, would (or should) the target of the contempt
citation have any legal recourse to protect his alleged constitutional rights?
On the first point, a recalcitrant witness might adopt the strategy of
declining to answer on grounds that her religious tradition actually forbids her from
discussing her articles of faith with non-initiates. This approach, if allowed, would be
quite effective, since it also precludes the lawyer from investigating the veracity of the
claim. Moreover, there is a reason to think the courts would tolerate such preemptive
maneuvers, because they bear a close resemblance to the practices of refusing to salute
the flag, recite the pledge, or swear oaths as jurors or witnesses on religious grounds,
all of which are now well-established as legitimate First Amendment exceptions to normal
practices.6
Nonetheless, the protection afforded in some of these other cases is
likely to be less absolute in this one. For unlike the flag and pledge exceptions, courts
are likely to reason that the demand for the unimpeded flow of information from witnesses
in legal proceedings constitutes a relatively compelling state interest. Juror and witness
oaths are, in this regard, a more appropriate basis of comparison. Because the State has a
strong interest in securing the honest testimony of witnesses, Federal Rule of Evidence
63, and analogous state rules, provide for affirmations as an alternative to oaths
for religious objectors. Similar alternatives have been designed to secure the commitment
of jurors. Just as some accommodations might be made with respect to religious objections
of prospective witnesses and jurors, while still securing their full participation in the
process, couldnt the State insist that witnesses dont have an absolute right
to refuse to testify, except when Fifth Amendment considerations apply? I.e., First
Amendment considerations cannot be invoked by witnesses in the preemptive manner I
described above. The States interest in securing all testimony relevant to a
legal proceeding is just too pressing.
The difference between the kind of case being considered here, and the
issue of juror or witness oaths is that there is, unfortunately, apparently no room for
compromise. Either the witness is allowed to exercise her religious exception privilege,
or the lawyer gets his testimony, but not both.
Surprisingly, there are at least a couple of judicial precedents
supporting the religious objectors side in this stand-off. In her concurring opinion
in Employment Division v. Smith, Sandra Day OConnor cites earlier precedents
to remind us that: "Under our established First Amendment jurisprudence, we have
recognized that the freedom to act, unlike the freedom to believe, cannot be
absolute."7 This suggests that freedom to believe, at least, is absolute,
meaning subject to no state intrusions. Arguably, this judicial proscription
against intrusions ought then to include state-mandated demands that those beliefs be made
publicly accessible. So far as I know, however, that particular inference from the
doctrine of absolute freedom of belief has never been tested.
But in Society of Separationists v. Herman,8 the Fifth District
has overturned a contempt citation against Robin Murray-OHair (granddaughter of the
well-known atheist political activist Madalyn Murray-OHair) for refusing not only to
take a voir dire oath during a jury empanelment proceeding, but also refusing to make an
affirmation to tell the truth that involved no reference to God (offered by presiding
judge Herman as an alternative). Despite the fact that Murray-OHair was effectively
taking a completely uncompromising position, under which she was not prepared to offer the
court any assurance that she would be answering voir dire questions truthfully, the
Fifth District bought her argument that demands for such assurances could be construed as
free exercise violations.9 Couldnt this precedent be cited by our hypothetical
witness invoking the free exercise clause not to discuss her own religious beliefs?
I think the answer to that question is certainly affirmative. But there
are good reasons to think that the decision in Society of Separationists was
seriously flawed, that the Fifth District simply allowed Murray-OHair to be
unreasonably obstructionist. As Jonathan Belcher has argued,10 there is no good reason to
regard affirmation alternatives to oaths as having anything to do with
religious traditions. In fact, they were clearly motivated by a desire to avoid religious
implications. If this precedent becomes more widely circulated, it may simply create a
court-sponsored excuse for evasion of jury duty, an outcome that runs seriously afoul of a
pretty compelling state interest.
The prospect of using the requirement for an avowal of truth-telling as
an occasion to invoke the free exercise clause as a legal technicality to deliberately
short-circuit ones participation in voir dire, or worse yet, as a witness, raises
the same question about religiously-motivated refusal to testify about the contents of
ones religious beliefs. Couldnt this also be invoked as a legal technicality, rather
than as a profession of sincerely held conviction? Undoubtedly. If there is no effective
legal defense against this maneuver, as seems to be the case in the Society of
Separationists precedent, then allowing such an excuse would appear to invite the
kinds of abuses Belcher envisions.
These considerations suggest two problems which need to be addressed.
First, dont encourage prospective witnesses to embrace a position they do not
actually hold, because it is the only legal avenue open to them. In other words, I should
not have to resort to a bogus appeal to a faith-motivated prohibition against testifying
about my own religious convictions, if I do not in fact subscribe to a religious faith of
this sort, but I am nonetheless seriously reluctant to testify on such matters because of
a legitimate desire to protect the privacy of my personal beliefs. Compelling witnesses
thus motivated to resort instead to a direct religious proscription simply serves to
promote the kind of cynicism which Belcher seeks to avoid. Some alternative legal recourse
ought to be made available.
Second, dont make the protection absolute. Develop some balancing
test, whereby the witnesss reluctance to engage in public discussions of matters
spiritual carries considerable weight, but a weight which can sometimes be overcome
by a sufficiently compelling state need.
The first problem is best addressed, I believe, by recognizing the
tight connection between the First Amendments free exercise clause and the right of
privacy. There should be a strong presumption in favor of the privacy of religious
beliefs. They should not be routine fare for the scrutiny of lawyers, for dissection,
public critique, and even ridicule in a court of law, because they are of the essence of
Riemans conception of privacy as a precondition to personhood. This concern, not to
have ones inner person forcibly subjected to adversarial public scrutiny,
should be sufficient in its own right to override most lawyers claims to such
information on behalf of their clients. Arguably, the principle of the privacy of
personhood expressed here is one of the central motivating principles underlying the
religion clauses, and should carry just as much weight as genuinely held beliefs that
ones religious faith prohibits testimony to non-initiates.
Turning to the second problem, the need for a balancing test means that
the privacy connection cannot be invoked as an absolute bar to formal inquiries that
threaten to run afoul of establishment or (especially) free exercise rights. There may, on
very rare occasions, be a sufficiently compelling state interest to warrant forcing some,
narrowly circumscribed, testimony in this area. What if, for example, a co-religionist is
asked to testify about the beliefs he shares with a defendant in a murder trial, in what
appears to be a ritual killing case? Is such testimony, which goes to motive, of
sufficiently compelling state interest to warrant the threat of a contempt citation for
noncompliance? Perhaps, but in my view, it is only such extreme cases which might warrant
tipping the scales in the States favor.
This second remedy is in fact already in place, at least nominally, in
our legal system. Federal Rule of Evidence 402 states that: "Evidence which is not
relevant is not admissible." While this suggests that at least some evidentiary
inquiries are out of bounds, the problem, of course, is to determine what falls in that
class. Federal Rule 401 defines relevant evidence as "evidence having any tendency
to make the existence of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without the evidence" (my
emphasis). As David Crump has argued: "The definition is impossibly broad if taken
literally. It can be read to include everything a lawyer would ever conceivably offer:
indeed, as a matter of formal logic, it can be read to be perfectly indiscriminate, to
admit any arguable fact in any case."11 More specifically:
It is in the words any tendency, which form the leading
phrase in Rule 401s definition, that the liberality of the standard is most
apparent
Taken literally, the word any thus signifies that the
definition includes evidence with the slightest degree of probative value, even that which
is infinitesimally small. This definition of relevancy
reflects a choice between
competing concepts advanced by the two greatest evidence scholars in history.
Specifically, the drafters selected the [James] Thayerian view that a lesser standard of
logical relevance should be required, so that evidence having only the
slightest probative force is admissible. In so doing they rejected the [John Henry]
Wigmorian preference for a test of legal relevance, which would have demanded
more than a minimum of probative value. (Crump, 8)
A little later, Crump explains just how broad the reach of relevance
can be under this standard of mere logically possible relevance, by recounting an example
he learned from Newell H. Blakely. Imagine a case in which, to question the reliability of
eyewitnesses to a theft in Chicago, the defense attorney introduces one witness to read
all names in Los Angeles phone book, and another to testify that it was raining in Utah on
the day the crime was committed. As Crump points out: "Rainfall in Utah has at least
some statistical correlation to weather in Chicago...[and] the directory shows that
thousands (and by inference millions) of other people could have traveled from L.A. to
Chicago to commit the alleged burglary, rather than the defendant having committed
it."12 The first bit of testimony is "relevant" insofar as bad weather (in
Chicago) would mean less reliable witnesses, and the second bit of testimony serves to
remind the jury that the field of (marginally) potential suspects is quite large.
Despite such disturbing implications of Rule 401s any
tendency language, Crump argues (at 9) that while Thayer may have won the battle
among the drafters of the Federal Rules of Evidence, Wigmore has won the war on the bench,
where judges often do in fact embrace the concept of minimum probative value, or at least
of greater-than-insignificant probative value, when it comes to dealing with behavior
bordering on Blakelys bizarre examples. To some extent at least, judges do take to
heart the principle implied by Rule 402: that there is such a thing as irrelevant
evidence. Nonetheless, the balancing test, as it is usually applied, is still heavily
slanted in favor of extracting testimony rather than acknowledging irrelevance. The
presumption favors the lawyer, not the witness. But for testimony about religious beliefs,
I am advocating the opposite presumption. Is there any hope for that recognition in our
legal system?
Federal Rule 403 suggests at least that there is room for such a
policy. This rule provides a test for excluding even relevant evidence under 401, if its
probative value is "substantially outweighed" by counterweights such as
prejudice, confusion, or delay. To these I would suggest adding: "...or threats to
ones right of personal privacy." But as Crump points out (at 3), noting the use
of word "substantial"this too implies a bias in favor of admissibility. I
would argue, however, that the threat posed to personal privacy by inquiries about
ones religious faith are quite substantial to anyone for whom this personal space
matters, while the probative value of such testimony is usually likely to be trivial. To
return to my own experience, the probative value of the anticipated testimony that I was
an atheist simply illustrated the poverty of the case being constructed by
plaintiffs attorney. If, ex hypothesi, I were an atheist, plaintiffs
attorney proposed to argue that this constituted evidence of my hostility to theists. Why?
I suppose the reasoning might be something like: atheists, by
definition, think theists are erroneous in their beliefs. Therefore atheists think theists
are a pack of fools. I presume that there are some atheists that harbor such
sentiments, but it certainly doesnt follow that all, or even most atheists share
this view. Indeed, in a society heavily invested in theism, as ours is, there is good
reason to think that many people who are sufficiently reflective to run against this tide
have come to their views owing to a sincere interest in matters spiritual, as distinct
from those who "religiously" attend the church, synagogue, or mosque of their
parents choice every Sabbath, solely because it is a socially approved form of
behavior. Atheists of this stripe are, I presume, apt to respect serious fellow-travelers
in the world of spiritual exploration, whether theistically inclined or not.
To put the point differently, would the evidence have been more
probative if plaintiffs attorney had instead ascertained that I was raised a
Catholic, and therefore concluded, based on the historical distance between Catholic and,
say, evangelical intellectual traditions, that I was probably hostile to the plaintiff if
he proved to be an evangelical Protestant? Not only does this line of argument fail to
invest the evidence with the probative weight necessary to outweigh a presumption in favor
of a witnesss right to personal privacy in this particular area, but it could
reasonably be argued that, even to the extent that marginal probative value might be
granted in this case, the argument in question constitutes an overt appeal to irrational
prejudice (relying on popular misconceptions concerning atheists [or Catholics?]), and
could be ruled out on that ground as well.
There is a further issue, however. In my example the intrusive lawyer
first made his queries in oral deposition. In our legal system, procedural ethos invests
attorneys with much broader inquisitorial latitude during discovery than they may be
allowed in a courtroom:
Discovery has broad scope. According to Federal Rule 26, which is the
model in modern procedural codes, inquiry may be made into any matter, not
privileged, that is relevant to the subject matter of the action. Thus, discovery
may be had of facts incidentally relevant to the issue in the pleadings even if the facts
do not directly prove or disprove the fact in question.13
In practice, this policy gets translated as an entitlement to pursue
virtually any line of investigation that might conceivably have the remotest relevance to
construction of a case. The idea is that lawyers must be freely allowed to go on fishing
expeditions in order to find out what actually is relevant. Since no jury or judge
is yet being exposed to the explorations pursued in discovery, the fishing expeditions are
not themselves prejudicial to the adjudicative procedure undertaken later in the courtroom
for the purpose of discovering "the truth." If lawyers then get overzealous
about the presentation of evidence in a jury trial, it becomes the judges job (with
the "help" of the opposing lawyers) to impose constraints on direct questioning
and cross examination.
In the context of the present discussion, this practice, and the
underlying theory of discovery, mean that even if we conclude that courtroom inquiries
about the religious beliefs of witnesses are almost always out of bounds, the same might
not be true of discovery inquiries: the investigating lawyer is perhaps entitled, at that
early stage, to ascertain for himself whether a prospective witnesss religious
beliefs are relevant. I want to suggest that, even at the discovery stage, the bar should
be set pretty high for this particularly intrusive line of questioning. A witnesss
right to privacy, as related to her First Amendment rights of conscience, do not go out
the window at the discovery stage, only to be reasserted when she is sworn in at trial.
While it is true enough that the requirement of relevance referred to
in the above definition of the scope of discovery frequently gets ignored in practice,
more attention has been drawn to this issue in recent years, beginning with the Civil
Justice Reform Act of 1990.14 This Senate Judiciary Committee initiative (during Joseph
Bidens tenure as Committee Chair) included the requirement that all 94 U.S. District
Courts formulate and implement a plan to reduce the expenses and delays in the civil
justice system within three years of the statutes enactment. This spawned advisory
groups for each district, which were influenced in turn by public political discourse
about the excesses of American litiguousness: Walter K. Olsons 1991 book, The
Litigation Explosion: What Happened When America Unleashed the Lawsuit; Dan
Quayles speech about this topic at the 1991 Annual meeting of the American Bar
Association; the recommendations for overhauling the Federal judiciary system offered by
the Presidents Council on Competitiveness (first introduced in Quayles
speech); and all the op-ed commentary born of these developments.
Alleged discovery practices were a special target of all this
criticism, because the broad latitude afforded to lawyers during discovery made it quite
possible for them to take depositions and subpoena records on a scale designed to inflict
costs or substantial delays on an opponent, or even to build up fee charges against
ones own client. Linda Mullenix has argued persuasively that these criticisms were
seriously overstated, and that the empirical data offered to support them constituted
pretty dubious social science research.15 Nonetheless, occasional abuses of the broad
latitude tolerated in discovery do occur, and the criticism has spawned some changes, at
the institutional level at least, to rein in putative discovery abuse as part of federal
district compliance with the Civil Justice Reform Acts three-year reform window. To
take one particularly apposite example, the Arkansas Districts advisory group
defined discovery abuse "simply as requesting information which is not needed or
refusing to provide information which is needed."16 This principle, and similar ones
devised in other federal districts, place more emphasis on the question of relevance of
the line of inquiry. Its harder to inflict delays on your opponent, or run up your
own clients bills, if your discovery inquiries actually have to be relevant
to the case. How do we determine that? I would suggest that we do so by applying the same
standards we should be using to determine the relevance of potential trial testimony.
Of course the constraints cant be quite as severe as they are in
trial settings. Lawyers have to be given some rope with which to hang their
opponents during discovery proceedings. But the reform trend is, on balance I think, a
step in the right direction. A good rule of thumb might be something like this: if you
cant conceive of a plausible scenario under which a line of discovery inquiry might
be taken as relevant in a trial setting, then you ought not pursue that line of inquiry in
the first place. If you do so, and ask a judge for a contempt citation against an
uncooperative deposee, the judge should then have an obligation to demand from you an
account of the potential relevance of that line of inquiry. This kind of relevance
constraint should, I think, have been sufficient to bar inquiry into the religious beliefs
of a prospective witness in a case like the one I was involved with. If the lawyer
couldnt come up with anything better than: "some atheists might be contemptuous
of theists," this is not the sort of argument that should persuade a judge to allow
the questioning to go forward. Having said this much, it is nonetheless likely that,
during discovery at least, some intrusions into a prospective witnesss private
mental space will occasionally be allowed, even though they might not be allowed at trial,
because an attorneys duties as an officer of the court (i.e., as a truth-seeker
rather than as a zealous advocate for his client) justify affording him a little more
latitude at the expense of the deposees right to privacy. The presence of that right
to privacy simply raises the threshold of possible relevance the attorney should have to
be able to demonstrate to a judge before being able to secure a contempt citation.
Without the legal recognition that privacy is the central driving force
behind the First Amendment religion clauses, reluctant witnesses would have to resort to
the faith-based free exercise excuse I mentioned earlier. But why should, say, a claim to
personal fear of damnation move the State when a claim to personal privacy does not? The
religion clauses exist not to allay religiously motivated fears, but to provide scope for
personal spiritual development outside the public sphere of civil society, and its
potentially oppressive influence. In other words, the religion clauses exist to secure
personal privacy with respect to ones own thoughts, speculations, and beliefs. Respect for
personal privacy is, therefore, the core principle underlying the religion clauses. Our
collective constitutional decision to endorse those clauses, in turn, funds the
constitutional legitimacy of at least some aspects of the right to privacy: those
concerning our mental autonomy, and those concerning consensual behavior related to
personal spiritual questssome of John Stuart Mills "experiments in
living,"17 understood as (potential?) investigations as to the nature of the good
life (or a good life). Failure to recognize the full force of the privacy rights to
which the First Amendment freedom of conscience clauses commit us will impoverish not only
our personal lives, but also society as a whole. As Mill put it:
The only freedom which deserves the name is that of pursuing our own
good in our own way, so long as we do not attempt to deprive others of theirs or impede
their efforts to obtain it
Mankind are greater gainers by suffering each other to
live as seems good to themselves than by compelling each to live as seems good to the
rest. (On Liberty, 12)
This sentiment applies even more forcefully to the privacy of
ones thoughts than it does to those of our deeds which might pass this test.
Notes
1. Arguably, Blackmun then proceeded to do precisely what he said the
Court should not do. The trimester solution, in granting the State a prevailing interest
in preserving the life of the fetus after the sixth month of gestation, effectively
endorsed a partial answer to the prohibited question about the moral status of the fetus.
This is not to fault Blackmun, however, for some kind of answer to the question was
unavoidable, once the Court had granted certiorari in Roe.
2. Jeffrey Rieman, "Privacy, Intimacy, and Personhood," Philosophy
and Public Affairs 6 (1976), 26.
3. On the establishment clause and Connecticuts
anti-contraception statute, see Mary L. Dudziak, "Just Say No: Birth Control in the
Connecticut Supreme Court before Griswold v. Connecticut," Iowa Law Review
75 (1990): 915-939.
4. In this respect, I am assuming that the [anti-]establishment clause
derives its legitimacy from the free exercise clause: prohibition of a specific
state-sponsored religion, or of favoritism for some religious beliefs over others, is a
way to help secure free exercise rights more effectively.
5. The details of the litigation are not all that important. But for
the sake of protecting my Departments good name, I feel obliged to point out that
the plaintiff lost at every level to which he appealed his case. Indeed, there is nothing
surprising about a temporary sabbatical replacement appointee failing to secure a
permanent position when competing in a national search.
6. See, e.g., West Virginia State Board of Education v. Barnette,
319 U.S.624 (1943) [striking down mandatory pledge of allegiance in public schools], and Torcaso
v. Watkins 367 U.S. 488 (1961) [striking down mandatory religious test oath for public
office].
That some religious traditions do in fact proscribe testimony
concerning matters of religious belief is well established. Thus, in the Shiite
Muslim tradition, dominant in Iran and Iraq, there is a teaching called Taqiyyah
(caution or dissimulation), according to which Shiite
followers are not compelled to explain their religious beliefs. In cases where such
revelations might be life-threatening because they live in a culture which sanctions
religious persecution, they may even dissemble if misinformation appears
necessary to protect their lives. Hiding faith in the face of persecution is permitted
based on niyyah, divine judgment (as distinct from human judgment). Some western
esoteric societies, such as the Rosicrucians and Masons, absolutely wont reveal
their beliefs unless you are a member and have gone through all the proper initiation
rituals. For such groups, the proscription against testimony is comparable to the sanctity
of the confessional for Catholic priests, yet another faith-based proscription against
testimony (although not one concerning religious beliefs themselves). [My thanks to my
Religious Studies colleague Lee Irwin for sharing his expertise in this area.]
7. 494 U.S. 872 (1990), at 894.
8. 939 F.2d 1207 (1991).
9. Although the appellate court did suggest that a juror or witness in
Murray-OHairs position could be asked to formulate an assurance of her own
devising (939 F.2d at 1219), its not clear why the State should then be confident
that it has thereby secured the jurors/witnesss full cooperation. (Of course
this can be a problem even when the State exercises some control over the wording.) What
would the appellate court say if Murray-OHair insisted that all assurances of
truthtelling, however phrased, held religiously repugnant connotations for her?
10. "Religion-Plus-Speech: The Constitutionality of Juror Oaths
and Affirmations Under the First Amendment," William & Mary Law Review 34
(1992):287B331.
11."On the Uses of Irrelevant Evidence," Houston Law
Review (1997) 34: 1B53, at 3.
12. Crump, 10. Putting the issue yet another way, Crump offers the
following metaphor to capture the troublesome import of any tendency:
"Professor McCormick told us that [a] brick is not a wall. The Federal Rules stand
for the analogous proposition that a single atom within a brick is not a wall either, but
if the test is any substance, no matter how small, then the atom qualifies
just as the brick does. A structure of bricks can make a wall, and by the same token, so
can a conglomeration of atoms." (Crump, 11)
13. Geoffrey C. Hazard, Jr. & Michele Taruffo, American Civil
Procedure: An Introduction, (1993), 115, as quoted in: Blacks Law Dictionary,
7th ed. (West Publishing, 1999), 478.
14. 28 U.S.C. 471B82 (Supp. IV 1992) [Title I of the Judicial
Improvements Act of 1990].
15. Linda S. Mullenix, "Discovery in Disarray: The Pervasive Myth
of Pervasive Discovery Abuse and the Consequences for Unfounded Rulemaking," Stanford
Law Review 46 (1994): 1393B1445.
16. As quoted in Mullenix at 1430.
17. On Liberty (Hackett Publishing, 1978; originally publ. 1859), 78-79. Of
course, this latter expansion of the right to privacy is contentious. In part, because
behavior can have more immediate adverse effects on others than thought, and in part
because our legal tradition has made some assumptions about largely limiting free
exercise scope to thoughts rather than deeds. (See, e.g., Antonin Scalias majority
opinion in Employment Division v. Smith, ruling that ritual peyote ingestion could
be burdened by a state law without requiring a compelling state interest justification, in
part because the burdened religious exercise concerned a criminal act rather than a
religious belief. But see also Sandra Day OConnors concurrence in Smith,
and dissent in City of Boerne v. Flores, 521 U.S. 507 (1997), arguing that:
"Because the First Amendment does not distinguish between religious belief and
religious conduct, conduct motivated by sincere religious belief, like the belief itself,
must be at least presumptively protected by the Free Exercise clause." (Smith,
893)
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