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Spring 2001
Volume 00, Number 2
Newsletter on Philosophy
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Affirmative
Action, Affirmative Access, and "Quota-able" Quotes: Informing
the Debate Over Affirmative Action in University Admissions
Kathryn R.L. Rand
University of North Dakota School of Law
rand@law.und.edu
Steven
A. Light
Department of Political Science and Public Administration
University of North Dakota
steven_light@und.nodak.edu
Introduction
Affirmative action pointedly illustrates the tension between a "colorblind"
approach to equality in law and policy and social justice imperatives
to rectify persistent inequalities. Indeed, affirmative action reflects
the contradictions and competing policies that historically have
thwarted meaningful racial equality in the United States. The heated
debate over affirmative action is a product of the current moment's
political discourse, yet, properly contextualized, it provides an
opportunity to posture the issue as creating an "all-win"
situation.
Nowhere is the affirmative action debate more fervent than in the
area of university admissions. In the late 1960s, in an attempt
to eliminate and correct for race and gender discrimination in America,
the first policies of affirmative action were employed in the workplace
and institutions of higher learning. Now, barely a generation later,
states with large and growing populations of Latinos and African
Americans, such as California, Texas, and Florida, are taking political
and legal steps to dismantle affirmative action in university admissions.
Many have advocated that federal law and policy should be modeled
after the "affirmative access" programs in these states.
At the University of North Dakota, where we both teach, we found
that many students were fundamentally misinformed about the role
of affirmative action in the university admissions process. Our
students are not alone; the general public perception is that race
is the dominant or even determinative factor in university admissions,
at direct cost to white students.1 Even then-Governor George W.
Bush demonstrated a startling unfamiliarity with affirmative action
law during the presidential debates when he proclaimed, "If
affirmative action means quotas, I'm against it."2
Thus, as part of the University's "Dialogue on Race and Gender
Week," we set out to provide information to students in an
attempt to clarify the debate. We did not attempt to redefine the
terms of the dispute, or even to persuade students that affirmative
action is a desirable policy; instead, our purpose was to raise
the level of discourse on campus and to defuse arguments based on
misinformation. Ultimately, our goal was to spur students to think
about what we as a society wish to achieve in terms of racial equality,
and how best to achieve it.
In this essay, we set forth many of the ideas and much of the information
which we presented at the University of North Dakota. In particular,
we focus on current challenges to affirmative action and the "affirmative
access" program in Texas as a policy alternative to affirmative
action.
Background on Affirmative Action
What is affirmative action? One definition, provided by the U.S.
Commission on Civil Rights, is "[a]ny measure, beyond the simple
termination of a discriminatory practice, which permits the consideration
of race, national origin, sex or disability, along with other criteria,
and which is adopted to provide opportunities to a class of qualified
individuals who have either historically or have actually been denied
those opportunities, and to prevent the recurrence of discrimination
in the future."3 This definition provides the guidelines both
for hiring practices and for admissions policies at colleges and
universities.
In thinking about affirmative action, it is helpful to recall that
in many states, African Americans and other people of color were
not allowed to attend school with white students until the Supreme
Court ruled that "[s]eparate educational facilities are inherently
unequal" in Brown v. Board of Education.4 Prior to its victory
in Brown, the NAACP successfully had pursued a litigation strategy
to challenge segregation in higher education, where prestigious
and well-endowed white universities were difficult to replicate
in separate institutions for African Americans.5
The 1964 Civil Rights Act, building on Brown's watershed constitutional
ruling, made it illegal for employers to discriminate on the basis
of race, sex, color, religion, or national origin.6 As part of the
ongoing civil rights agenda, President Lyndon Johnson articulated
the first affirmative action program in 1965, with Executive Order
11246, which authorized employers to take positive steps to include
people of color in their workforce.7 Under President Johnson's affirmative
action policy, federal education regulations similarly allowed colleges
and universities to take action to include people of color in student
bodies, faculty, and staff.8
Affirmative action policies in university admissions soon were challenged
in the courts. In 1978, the Supreme Court decided Regents of the
University of California v. Bakke.9 In that case, Allen Bakke, a
white medical school applicant who was denied admission at the University
of California at Davis Medical School, claimed that the school's
affirmative action program, which reserved a fixed number of slots
for minority applicants, was unconstitutional. A divided Court ruled
that the school's affirmative action program violated the Equal
Protection Clause. Justice Lewis Powell cast the swing vote, and
his opinion described a model affirmative action policy that would
withstand constitutional scrutiny: race could be considered in university
admissions "as a plus" in order to increase diversity,
which was a compelling government interest, as long as specific
quotas were not employed.10 Diversity was simply "one element
in a range of factors a university properly may consider in attaining
the goal of a heterogeneous student body."11 According to Powell,
"[t]he diversity that furthers a compelling state interest
encompasses a far broader array of qualifications and characteristics
of which racial or ethnic origin is but a single though important
element."12
The Court also recognized that diversity in the setting of higher
education could yield broader societal benefits following graduation.
"An otherwise qualified medical student with a particular background
- whether it be ethnic, geographic, culturally advantaged or disadvantaged
- may bring to a professional school of medicine experiences, outlooks,
and ideas that enrich the training of its student body and better
equip its graduates to render with understanding their vital service
to humanity."13 The Court's ruling in Bakke and Justice Powell's
opinion became the accepted benchmarks for affirmative action programs
in colleges and universities nationwide.
Affirmative Action in University Admissions Policies
At the level of admissions policy, members of university admissions
committees might take race into account when weighing the merits
of an application, as admissions officials regularly do for such
other background factors as legacies (i.e., children of alumni),
athletic ability, geographic diversity, demonstrated leadership
qualities, and other criteria that are subjectively weighed in making
a determination as to whether a prospective student is worthy of
admission and likely to successfully graduate.
Affirmative action, however, is not limited to taking race into
account when evaluating an application for admission. An affirmative
action policy at a university also might encompass "soft"
programs including outreach, such as mailing university information
to a minority high school student; recruitment, where once a prospective
student of color has been admitted to a university, school officials
send the student a letter encouraging her to enroll; and awarding
of scholarships for study in fields historically underrepresented
by women and people of color, such as mathematics, economics, engineering,
and various "hard" sciences.
It is also important to bear in mind what affirmative action does
not entail. There are legal limitations on how an institution can
apply an affirmative action policy. Under current law, an affirmative
action program based on race must withstand the highest level of
constitutional scrutiny: the institution must identify a compelling
government interest served by the policy and also must show that
the policy is necessary to meet that compelling interest.14 All
affirmative action programs must apply only to qualified candidates;
an institution may not set aside a certain number of seats nor use
a different evaluation process for minority candidates.15 In other
words, quotas are illegal. Additionally, all affirmative action
programs must be limited in duration and periodically reviewed by
the institution to ensure that the program "will not last longer
than the discriminatory effects it is designed to eliminate."16
What do these standards mean in practice? First, an affirmative
action program has to meet the highest standard for constitutionality
that the Supreme Court imposes. Second, although many people still
believe that affirmative action programs enforce rigid quotas -
that schools or employers are required to admit or hire a certain
number of women or people of color - or that affirmative action
results in the admission or hiring of per se underqualified people
of color, the law actually prohibits those circumstances. And third,
if the goals of the program are met, then the institution can begin
to dismantle the program; in other words, the intent of affirmative
action programs is to meet a concrete goal, not to exist indefinitely.
Current Challenges and Changing Policies
For over thirty years - again, just one generation - many American
colleges and universities have used race- and gender-sensitive admissions
policies to increase the number of women and African American, Latino,
and Native American students who have access to higher education.
Such admissions policies also are intended to further the goals
of inclusiveness and diversity on campus, as well as in government,
among street-level bureaucrats such as law enforcement and firefighting
personnel, within business, industry, and high-technology sectors,
and within such professional categories as educators, attorneys,
and physicians.
Affirmative action policies have received increasingly intense critical
scrutiny since the early 1980s, or for more than half the time of
their existence. Conservative politicians, academics, and media
outlets mostly have focused their critiques on so-called "reverse
discrimination" against white males. More recently, affirmative
action has met with a flurry of political and legal challenges to
its soundness as public policy and its very constitutionality. Ironically,
like the NAACP's school desegregation litigation strategy, opponents
of affirmative action have focused their efforts on law schools
and prestigious institutions of higher learning.
Critics say that using race or ethnicity as a proxy for other forms
of meritorious admissions factors has lowered educational standards
by admitting "unqualified" students; by extension, qualified
students have been denied fair opportunities for admission and are
forced to attend less prestigious institutions. Such policies also
have been accused of exacerbating racial tensions on campus while
lowering the self-esteem of those students of color presumably admitted
only under such programs. Moreover, critics point to affirmative
action as symptomatic of a larger emphasis on "diversity"
- in the workplace and the classroom - that is undeserving of its
status as a policy goal.
California
In 1964, the University of California at Berkeley's Law School did
not graduate a single African American student. Then in 1968, the
California university system implemented affirmative action, allowing
race to be a factor in admissions. The changes were dramatic. By
1969, blacks and Latinos made up eight percent of the incoming first-year
class.17
In 1995, blacks and Latinos comprised twenty-one percent of Berkeley's
law school class. At this point, prompted by the activism of University
of California Regent and prominent African American businessman
Ward Connerly, the Board of Regents by a 14-10 vote banned any consideration
of race in admissions decisions in any branch of the university
starting the following year. In 1996, prompted by a carefully orchestrated
voter initiative campaign, California voters approved Proposition
209, which codified the Regents' directive and applied it to all
public employers in California. The proposition provided that no
state institution may "discriminate against, or grant preferential
treatment to, any individual or group on the basis of race, sex,
color, ethnicity or national origin in the operation of public employment,
public education, or public contracting."18
The effects of the Regents' decision were immediate and dramatic.
In 1997, the percentage of blacks and Latinos in Berkeley's entering
law school class dropped to 5.6 percent, the lowest percentage since
1967 - the year before California implemented affirmative action
in university admissions. As the state's premier public law school,
Berkeley had enrolled an average of twenty-four African American
students each year for the last twenty-eight years. In 1997 it enrolled
only one - and he had been admitted the year before but had deferred
entering. At the undergraduate level, the percentage of blacks and
Latinos was cut in half.19
On November 30, 2000, a unanimous California Supreme Court ruled
that "soft" affirmative action - race-conscious recruitment
and outreach - was prohibited by Proposition 209.20 Although decided
in the context of minority contractors, the court's ruling likely
extends to similar programs in higher education. In the wake of
Proposition 209, the University of California had increased its
efforts to attract students of color, spending $180 million on minority
outreach programs in 2000.21
Texas
In 1950, the Supreme Court ruled that the all-white University of
Texas Law School, the state's premiere law school, had to admit
African American students, as the state's all-black law school was
comparatively deficient in terms of faculty, library, and facilities.22
Less than a half-century later, the law school's affirmative action
policy was dismantled by the federal courts.
Texas's population of African Americans and Latinos is among the
highest in the nation. In support of its role as a public university
system, the University of Texas system had adopted an affirmative
action policy in accordance with the Bakke case. In 1996, however,
in Hopwood v. Texas,23 the Fifth Circuit Court of Appeals declared
the admissions program at the University of Texas Law School unconstitutional.
Rejecting Justice Powell's conclusion in Bakke that pursuing a diverse
student body was a compelling government interest, the Hopwood court
held that only a remedial purpose - taking race into account in
order to remedy past discrimination - likely would constitute a
compelling interest.24 "The use of race, in and of itself,
to choose students simply achieves a student body that looks different,"
the court explained. "[T]he use of ethnic diversity simply
to achieve racial heterogeneity, even as part of the consideration
of a number of factors, is unconstitutional."25
Contrary to Justice Powell's opinion in Bakke, then, the Hopwood
court concluded that a university could not take race into account,
even as one of many relevant factors. The court was careful to point
out, however, that consideration of factors having a correlation
to race, such as first-generation college applicants or socioeconomic
status, was permissible.26
Like Proposition 209 in California, the Hopwood decision caused
a dramatic decrease in minority enrollment. In 1996, the entering
class at the University of Texas Law School had thirty-one African
American students. In 1997, following the Hopwood decision, the
entering class included only four black students.27
Hopwood's ruling is controversial and is binding law only in the
Fifth Circuit, which includes Texas, Louisiana, and Mississippi.
In the rest of the country, Bakke remains good law and several courts
have declined to adopt Hopwood's reasoning. However, the Supreme
Court declined to review Hopwood, and similar challenges to university
admissions programs are being mounted in other circuits.
Recently, though, the Fifth Circuit revisited Hopwood, and although
it upheld the rationales underlying the opinion, it also reversed
a federal district court injunction prohibiting the University of
Texas Law School from considering race in its admissions process.
The court reasoned that the district court's absolute prohibition
ran afoul of the Bakke Court's holding that race is a permissible
consideration in some circumstances.28
Washington
In 1998, voters in Washington state approved Initiative 200, which,
like California's Proposition 209, prohibits taking race into account
in public employment and public education. In the wake of Initiative
200, the president of the University of Washington issued a directive
eliminating the use of race as a criterion in its admission process.29
Accordingly, a federal district court dismissed as moot a challenge
brought by white students to the University of Washington Law School's
admission policy.30
The University of Washington's post-Initiative 200 admissions policy
recognizes that "[i]mportant academic objectives are furthered
by . . . students
from diverse background[s]" and allows
consideration of diversity factors, including "persevering
or personal adversity or other social hardships; having lived in
a foreign country or spoken a language other than English at home;
career goals
; employment history; education background
;
evidence of and potential for leadership
; special talents
;
geographic diversity or unique life experiences."31 Although
the policy omits race per se as a permissible factor, the Ninth
Circuit Court of Appeals recently opined that Bakke was still good
law and allowed for a race-conscious admissions program.32
Michigan
In 1965, of more than 1,000 students at the University of Michigan
Law School, only one was African American. To increase minority
enrollment, the law school adopted an affirmative action admissions
policy. Now, the University of Michigan is vigorously defending
its affirmative action admissions policy against constitutional
challenges in federal court. Two cases, one challenging the undergraduate
admissions policy and the other the law school's policy, are pending.
Lee Bollinger, the president of the University of Michigan, is an
outspoken supporter of affirmative action and has rallied support
from virtually every major university and dozens of multinational
corporations. The University's core mission, he explained, "is
to help students see the world through multiple perspectives
Given the history of this country, there is a different life experience
growing up white, growing up black, Hispanic, or Native American.
Giving students a chance to cross those boundaries is the same kind
of educational experience as sitting down and reading a novel that
illuminates for you a perspective on life that you had not seen
before."33
Echoing that sentiment is the amicus brief filed by twenty large
corporations, including 3M, Microsoft, and Proctor & Gamble,
in support of the University's position. "[R]acial and ethnic
diversity in institutions of higher education," the brief argues,
"is vital to [the corporations'] efforts to hire and maintain
a diverse workforce, and to employ individuals of all backgrounds
who have been educated in a diverse environment. Such a talented
workforce is important to [our] continued success in the global
marketplace."34
In
Gratz v. Bollinger, the federal district court recently ruled that
the University could consider race as a factor in order to increase
the diversity of its undergraduate student body. However, the court
also held that an older University affirmative action policy was
unconstitutional because it effectively had reserved seats for students
of color. The court found that "a racially and ethnically diverse
student body gives rise to educational benefits for both minority
and non-minority students."35
At
the time of this writing, trial had just drawn to a close in Grutter
v. Bollinger, the challenge to the law school's policy.36 Barbara
Grutter, a white student who had been denied admission to the law
school, is older than the average applicant and also is a mother
- two diversity factors that are taken into account under the law
school's current admissions policy.37
The Current and Future Status of Affirmative Action Programs
In response to growing criticisms of existing affirmative action
programs, as well as criticisms of the results of dismantling such
programs, a few states have adopted what they call "affirmative
access" programs, which guarantee spots in the state university
system for the top students at each high school. "Affirmative
access" is lauded as a compromise between taking race and gender
into account in admissions and inflexible merit-based standards
which often result in underrepresentation of women and people of
color.
"Affirmative Access"
In Texas, then-Governor George W. Bush recently signed into law
an "affirmative access" program under which the top ten
percent by class rank of high school students are guaranteed a spot
in the state's university system. In 1999, Florida Governor Jeb
Bush unveiled his "One Florida Initiative," calling for
an end to race- and gender-conscious admissions to Florida's public
university system.38 The Initiative guaranteed admission of the
top twenty percent of Florida's high school students to an institution
of higher learning. And in California, the University of California
adopted a "four-percent plan." Pennsylvania has considered
a proposal to admit the top fifteen percent to state colleges, while
Washington state and Michigan have considered and rejected similar
plans.39
If "affirmative access" programs in fact are the wave
of the future, what results might we expect to see, and where does
that leave affirmative action?
First, despite the much-touted rejection of affirmative action in
California, Texas, and Florida, it appears that although race no
longer is taken into account in university admissions, those states
still accept the need for practicing affirmative action through
outreach to, and recruitment of, people of color - merely to keep
qualified minority applicants from choosing private institutions
or going out of state. Thus, with the possible exception of California,40
so-called "soft" affirmative action will continue in these
states.
Second, "percent plans" generally appear to increase racial
diversity in colleges in those states that have adopted them. In
Florida, the first freshman class selected under the top-twenty-percent
plan resulted in an increase in minority enrollment by twelve percent.
Reflecting the state's diverse population, the incoming class is
more than forty percent African American, Latino, Asian American,
and Native American. There was an increase in students of color
even at Florida's top two universities, the University of Florida
and Florida State University.41 In Texas, the top-ten-percent plan
has increased diversity in the state's universities. There are more
black and Latino freshmen in the class of 2000 than there were in
1996, the year of the Hopwood decision. Three years after Proposition
209 and the change in policy by the University of California Board
of Regents, the number of black, Latino, and Native American first-year
students in the University of California system has rebounded to
the levels when affirmative action was in place.
On the surface, affirmative access plans may sound like a resounding
success. However, criticisms are levied by conservatives and liberals
alike.
In California and Texas, for example, the rebound in minority student
enrollments has not occurred within the state's premier public universities.
At California's Berkeley, San Diego, and Santa Barbara campuses,
numbers of minority freshmen remain below what they were before
affirmative action. And at the University of Texas at Austin, the
U.S. Commission on Civil Rights reports that "[u]ndoubtedly,
the end of affirmative action has resulted in a significant decline
in the overall enrollment of black and Hispanic students."42
Further, the percent plans currently apply only to undergraduate
admissions; minority enrollment in law, medical, and business schools
has not similarly rebounded and the effect, according to the Commission,
is "devastating."43
To conservative anti-affirmative action activist and California
Regent Ward Connerly, the enrollment of fewer minority students
at California's top schools simply reflects the lesser abilities
of students of color, as well as an appropriate redistribution to
where such students belong - on less competitive campuses. Others,
however, fear that such an effect will lead to a "two-tier"
system in California, with students of color being tracked to less-prestigious
schools. According to University of California Regent Bill Bagley,
the redistribution is not downward, but elsewhere - to private institutions.
The best minority high school graduates are choosing to go to Harvard,
Yale, or Stanford over Berkeley because of affirmative action programs
in place in those schools, as well as the perception that they are
not wanted in California's best public universities. Bagley also
expresses concern that decreased diversity at schools like Berkeley
is detrimental to both students and faculty, as well as to the school's
ability to retain its place as one of the top universities in the
country.44 In response to such accusations, both California and
Texas expanded "soft" affirmative action; that is, outreach
and recruitment of minority students.
Another criticism is that affirmative access plans will not compensate
for existing societal inequalities. Affirmative access programs
may act only as a "Band-Aid" for problems of discrimination
and disparate access to resources at the high school level. Central-city
and rural school districts will continue to underperform compared
to their suburban counterparts, suffering from low levels of funding
resulting from low tax bases, inadequate classroom resources, and
chronically overworked teachers. The remaining eighty or ninety
percent of students at those high schools will continue to have
fewer opportunities than will all students at high-performing suburban
and often all-white schools. Even the top ten percent of graduates
at some low-performing public high schools in Florida will not have
the required pre-college credits necessary for university admission
because of inadequate curricular offerings.45
In California, students of color denied admission to the state's
flagship university in Berkeley have charged that without the equalizing
effect of affirmative action, the university's current admissions
policy is discriminatory. They argue that the post-Proposition 209
admissions policy grants "unjustified preferential consideration
to applicants who have taken certain courses that are less accessible
in high schools attended largely by African American, Latino, and
Philipino American students" and places "undue and unjustified
reliance upon standardized test scores[,]
mak[ing] judgments
based on educationally insignificant differences in test scores."46
Further, affirmative access programs will not work everywhere. According
to Thomas Kane of Harvard University, the top-percent plans will
not work to increase diversity in states where high schools are
not already highly segregated.47 For example, if affirmative access
programs spread to states like Vermont or North Dakota, where few
schools, if any, are filled with minority students, state college
campuses would simply look the same as the predominantly white high
schools, even with an affirmative access program.
Critics also charge that affirmative access lowers the quality of
students. In Texas, freshmen admitted under the ten-percent policy
on average have lower SAT scores than past classes. This reflects
an influx of students from low-performing high schools, which have
predominantly black and Latino populations. Critics are concerned
that the policy in effect lowers the standard of the state's universities.
Without affirmative action efforts to encourage the success of minority
students, and without efforts to equalize high school education,
some students simply will be unprepared for college courses.
Similarly, critics are concerned that qualified students may be
precluded from admission under affirmative access plans. By guaranteeing
admission to a set percentage across the board, students at high
schools with traditionally high academic performance, such as suburban,
private, or magnet schools, might not fall within the top percentage
of their class, yet still have taken a more rigorous or challenging
course load, and have higher test scores than do students in underperforming
high schools - often rural or urban schools with fewer resources
and less funds. Class rank is relative, according to these critics,
and the plan will hinder qualified students from being admitted.
Additionally, the set-percentage plans are over-simplistic: they
take into account a single factor. By paying attention only to class
rank, the policy lacks the nuance needed to draw a truly diverse
student body. According to John Swiney, the University of Washington's
Associate Director of Admissions, "When we read students' essays,
it gives us a much better insight into the qualities of the individual
beyond the numbers. Not all students come from a level playing field,
and there are many barriers on the road to academic success."
Liz Barry, an Associate Vice President at the University of Michigan,
agrees. "[The percent plans are] one dimensional, and we want
to consider the whole person when making admissions decisions."48
Perceptions of Public Opinion
Two key perceptions of public opinion fuel the political strength
of affirmative access as a policy "solution" for the alleged
flaws of affirmative action. First is the vehement reaction of many
Americans to "reverse discrimination." Proponents of affirmative
action, however, take issue with the view that "reverse discrimination"
is a pervasive phenomenon. Far from significantly disadvantaging
white students, the empirical effects of affirmative action on non-minority
students are limited. According to the National Organization for
Women, "if half of the people of color who are admitted to
schools under affirmative action programs were cut, the acceptance
rates of white men would only increase by two percent."49 University
of Michigan president Lee Bollinger concurs: "[A] white student's
chances of getting in are barely affected by our consideration of
race."50
Moreover, "reverse discrimination" claims rest on assumptions
of "objective merit" which do not have to be taken at
face value. In their comprehensive 1998 book, The Shape of the River,
former Harvard University President Derek Bok and former Princeton
University President William Bowen examine extensive evidence refuting
the argument that minority students with lower test scores would
underperform at prestigious schools. Cataloguing information on
more than 80,000 undergraduates enrolled at prestigious colleges
and universities in 1951, 1976, and 1989, Bok and Bowen find that
many students of color not only had higher standardized test scores
than the white average, but during their four years in college,
performed comparably with white students with higher test scores.
Students of color also were twice as likely to engage in community
service after graduation than were their white counterparts.51
Building on Bok and Bowen's research, a study conducted of University
of Michigan Law School graduates indicated that LSAT (law schools'
version of the SAT) scores and undergraduate grade-point averages
did not predict achievement after law school. In an intriguing corresponding
finding, the study found a "mildly negative relationship"
between LSAT scores and performance of community service. Additionally,
a majority of Michigan Law School graduates, including about half
of white graduates, agreed that the school's ethnic diversity enhanced
their educational experience. The study concluded that "the
University of Michigan Law School's admissions program has brought
into the profession large numbers of minority lawyers who have become
financially successful, happy with their careers, and generous with
their time through community service."52
Second, many policymakers assume that the majority of Americans
are against affirmative action. This is not necessarily the case.
One frequently cited poll conducted in 1997 by the anti-affirmative
action American Civil Rights Institute (ACRI) indeed indicated that
most Americans opposed affirmative action. However, the poll's wording
asked whether people supported legislation abolishing "preferences,"
a politically charged term. In contrast to the ACRI poll, many reputable
nonpartisan and nonideological polling firms consistently and repeatedly
have found that the American public favors affirmative action programs.
For example, in 1996, the National Opinion Research Center at the
University of Chicago found that an overwhelming seventy-nine percent
of those polled supported affirmative action, accurately defined
as "measures for promoting equal opportunity in hiring, promotion,
and government contracts without the use of quotas" (emphasis
added). These results are consistent with many other polls.53
Indeed, in Florida, one poll touted by Ward Connerly suggested that
over eighty percent of Floridians would vote to abolish affirmative
action. But another poll, conducted by the nonpartisan Florida Voter
Poll, indicated that less than fifty percent of Florida voters supported
abolishing affirmative action. What was the difference between the
two polls? The wording. The Connerly poll asked whether voters would
support prohibiting "discrimination" and "preferential
treatment," while the Florida Voter Poll asked whether voters
would support prohibiting "affirmative action."54
In a recent nationwide poll commissioned in connection with an academic
study designed to reveal Americans' reactions to affirmative action
in college admissions, a majority of respondents opposed using race
as a "tiebreaker" between equally qualified students.
Yet, a majority of respondents supported using criteria beyond grade-point
averages and test scores to measure merit, including "consideration
of the obstacles and hurdles that a given person has had to overcome
to achieve whatever record is presented to the admissions committee."55
As one commentator put it, "people don't want to give the rich
daughter of an African American lawyer special treatment. But the
poor African American woman from the wrong part of town and the
poor school is a different story."56
Conclusion
"Quotas are bad for America. It's not the way America is all
about."57 President Bush may be right, but affirmative action
is not quotas. Instead, it is an attempt to remedy the underrepresentation
of people of color in higher education, in careers requiring college
or graduate degrees, and in other employment sectors that may not
require such degrees - underrepresentation caused by past institutionalized
discrimination in law and policy.
Diversity, on the other hand, is good for America. All students
- minority and non-minority alike - benefit from exposure to different
perspectives. Students who have overcome discrimination, poverty,
or barely adequate schooling demonstrate the perseverance necessary
to successfully pursue college and a career. All students who are
given the opportunity to negotiate a racially and ethnically diverse
campus and move into an equally diverse workplace increase their
chances of leading productive and fulfilling lives in an increasingly
global community. When realized, diversity in schools, the workplace,
and in civic life reflects both demographic realities and the pluralist
democratic ideal.
The ongoing erosion of affirmative action is premature. Outright
bans on race-conscious law and policy are counterproductive, at
best perpetuating the status quo, and at worst producing regressive
outcomes. In turn, affirmative access plans may appear beneficially
egalitarian and "colorblind," but they pose more problems
than they solve. They will not achieve diversity in the public universities
of many states, especially at states' flagship universities. They
will not correct the underrepresentation of people of color in professions
such as law and medicine, professions that historically were closed
to non-whites. They ultimately may harm the prestige of public universities,
as talented students and faculty choose minority-friendly private
universities. Americans agree that numbers don't tell the whole
story of a college applicant's abilities, yet top-percentage plans
rely on a single number to determine who should be admitted. And
the plans do nothing to correct for endemic underperformance in
rural and urban high schools.
Affirmative action may be flawed, but affirmative access is unlikely
to fix it. The one sure thing in the debate over affirmative action
is that the debate will continue, as the law continues to change,
and states and the federal government continue to experiment with
different policy solutions to the realities of ongoing racial, ethnic,
and gender inequality in America.
Endnotes
*. Originally prepared for presentation at the University of North
Dakota's "Dialogue on Race and Gender Week," on September
26, 2000, in Grand Forks, ND. The original title of our presentation
was "Race and Gender Wars in America," and while the pursuit
of equality in our society has often been described in terms which
analogize it to war - "fighting" for equal rights, "struggling"
for equality, even "battling" the forces of evil - we
chose to take a more optimistic and inclusive approach to our discussion.
"War" presumes two sides, one winning and one losing,
but we believe that issues of race and gender in our society pose
the challenge of finding an "all-win" solution. This,
we believe, should be the goal of a democracy.
1. See Carol M. Swain, Robert R. Rodgers, and Bernard W. Silverman,
"Life After Bakke Where Whites and Blacks Agree: Public Support
for Fairness in Educational Opportunities," Harvard BlackLetter
Law Journal 16 (2000), 148.
2. During the presidential debate on October 17, 2000, then-Governor
Bush responded to a question concerning affirmative action. He indicated
that if elected president, he would pursue "good, smart policy,
policy that rejects quotas," such as Texas' "affirmative
access" plan (discussed below). Demonstrating a misunderstanding
of current constitutional law, which prohibits racial quotas, he
continued, "I don't like quotas. Quotas tend to pit one group
of people against another. Quotas are bad for America. It's not
the way America is all about." Then-Vice President Al Gore
replied, "[W]ith all due respect, Governor, that's a red herring.
Affirmative action isn't quotas. I'm against quotas. They're illegal."
Bush further responded, "If affirmative action means quotas,
I'm against it. If affirmative action means what I just described,
what I'm for, then I'm for it. You heard what I was for." Gore
then asked Bush, "Are you for [affirmative action] without
quotas?" and Bush replied, "I may not be for your version,
Mr. Vice President. But I'm for what I just described to the lady."
"Presidential Debates Transcripts," http://www.cnn.com/ELECTION/2000/debates/transcripts/u221017.html,
October 17, 2000.
3. Cited in Leadership Conference on Civil Rights, "The Case
for Affirmative Action," http://www.civilrights.org, 2000.
4. 347 U.S. 483 (1954).
5. See, e.g., Richard Kluger, Simple Justice: The History of Brown
v. Board of Education and Black America's Struggle for Equality
(New York: Knopf, 1976), 327-57.
6. Civil Rights Act of 1964, 78 Stat. 241 (codified at 28 U.S.C.
§ 1447, 42 U.S.C. § 1971, 1975(a)-(d), 2000(a)-(h)).
7. Exec. Order No. 11,246, 3 C.F.R. 339 (1964-65).
8. American Council on Education, "Legal Developments Related
to Affirmative Action in Higher Education," (1999), 5-6.
9. 438 U.S. 265 (1978). Civil rights activists have expressed frustration
that while Bakke stands as the watershed case on affirmative action,
minority interests were not party to the litigation. See Derrick
Bell, Race, Racism, and American Law, 4th ed. (New York: Aspen,
2000), 252-56.
10. 438 U.S. at 314-20.
11. Ibid. at 314.
12. Ibid. at 315.
13. Ibid. at 314.
14. Adarand Contractors, Inc. v. Pena, 515 U.S. 200, 235 (1995);
see also Bakke, 438 U.S. at 291 ("Racial and ethnic distinctions
of any sort are inherently suspect and thus call for the most exacting
judicial examination.").
15. Bakke, 438 U.S. at 319-20.
16. Adarand, 515 U.S. at 238 (quoting Fullilove v. Klutznick, 448
U.S. 448, 513 (1980)).
17. Richard Delgado and Jean Stefancic, "California's Racial
History and Constitutional Rationales for Race-Conscious Decision
Making in Higher Education," UCLA Law Review 47 (2000), 1583.
18. William C. Kidder, "Affirmative Action in Higher Education:
Recent Developments in Litigation, Admissions and Diversity Research,"
(report prepared for Society of American Law Teachers, January 4,
2001), 11.
19. Delgado and Stefancic, 1583-84; see also Ronald Dworkin, "Affirming
Affirmative Action," The New York Review of Books, October
22, 1998 (reviewing William G. Bowen and Derek C. Bok, The Shape
of the River: Long-Term Consequences of Considering Race in College
and University Admissions (Princeton: Princeton University Press,
1998)).
20. Hi-Voltage Wire Works, Inc. v. City of San Jose, 12 P.3d 1068
(Cal. 2000).
21. Kidder, at 12.
22. Sweatt v. Painter, 339 U.S. 629 (1950).
23. 78 F.3d 932 (5th Cir.), cert. denied, 518 U.S. 1033 (1996).
24. Ibid. at 944-46.
25. Ibid. at 945-46.
26. Ibid. at 946.
27. Dworkin.
28. Hopwood v. Texas, 236 F.3d 256 (5th Cir. 2000).
29. See Smith v. University of Washington, 233 F.3d 1188, 1192 (9th
Cir. 2000).
30. Ibid.
31. Ibid.
32. Ibid. at 1200-01.
33. Kenneth R. Weiss, "Michigan University President Fights
for Affirmative Action Cause," Los Angeles Times, February
2, 2001.
34. Judy Mann, "Just Say Yes to Affirmative Action," Washington
Post, October 20, 2000.
35. 122 F. Supp. 2d 811 (E.D. Mich. 2000).
36. Jodi S. Cohen, "U-M Decision Is Weeks Away," Detroit
News, February 18, 2001.
37. Weiss.
38. At the same time, Governor Bush promised to lead Florida to
"unprecedented diversity and opportunity." Leadership
Conference on Civil Rights, "Affirmative Action: Florida,"
http://www.civilrights.org, 2000.
39. Patrick Healy, "Affirmative Access? Or Simplistic Solution?"
Grand Forks Herald, September 3, 2000, 1B.
40. See note 20, above.
41. Rick Bragg, "Minority Enrollment Rises In Florida College
System," New York Times, August 30, 2000, A18. But see Kidder,
26 (noting that some contend that while enrollment at Florida's
universities generally increased, actual percentages of minority
students remained constant or dropped).
42. U.S. Commission on Civil Rights, "Toward an Understanding
of Percentage Plans in Higher Education: Are They Effective Substitutes
for Affirmative Action?" (April 2000).
43. Ibid.
44. Barbara Whitaker, "Minority Roles Rebound at University
of California, But Disparity Persists at Main Campuses," New
York Times, April 5, 2000, A11.
45. U.S. Commission on Civil Rights.
46. Ibid.
47. See Healy, 7B.
48. Ibid.
49. National Organization for Women, "Talking About Affirmative
Action," http://www.now.org, 2000.
50. Weiss.
51. See generally Bok and Bowen.
52. David L. Chambers, Richard O. Lempert, and Terry K. Adams, "Doing
Well and Doing Good: The Careers of Minority and White Graduates
of the University of Michigan Law School, 1970-1996," Law Quadrangle
Notes 60 (Summer 1999).
53. For instance, the 1997 Gallup Poll Social Audit on Black/White
Relations in the United States found that fifty-one percent of whites
and eighty-two percent of blacks thought America needed to "increase"
or "keep the same" affirmative action programs. Similarly
supportive results were found in polls by USA Today/Gallup (1995),
Time/CNN (1995), and the Wall Street Journal/NBC (1995). See Leadership
Conference on Civil Rights, "A Majority of Americans Support
Affirmative Action Programs for Women and People of Color,"
http://www.civilrights.org, 2000.
54. Terry M. Neal and David S. Broder, "Affirmative Action
Tears at Florida GOP," Washington Post, May 15, 1999.
55. Swain et al., 148.
56. Amy Dockser Marcus, "Education: New Weights Can Alter SAT
Scores," Wall Street Journal, August 31, 1999, B1 (quoting
Anthony Carnevale, vice-president of Educational Testing Service).
57. "Presidential Debates Transcripts."
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