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Spring 2001
Volume 00, Number 2
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The
Methodilogy of Theory Construction in Jurisprudence
Jules L. Coleman
For a community to have law is for it to have a practice of a certain
kind, identified by familiar institutional forms and constituted
by certain structures and principles of governance. The aim of jurisprudence
is to illuminate important, perhaps essential features of legal
practice-to uncover what is distinctive of law. Jurisprudence proceeds
in large part by analyzing the concepts that figure prominently
in our legal practice, including, of course, the concept of law
itself. The goal of conceptual analysis is not to illuminate the
way we speak about law, but to understand the institutions of law.
Underlying the project is a view-pervasive in philosophy generally-that
the distinctively philosophical way of learning about the world
is through an analysis of the concepts by which we comprehend it
rationally. Legal Positivism, Natural Law Theory and Dworkinian
Interpretivism are all examples of substantive jurisprudential theories
that attempt to clarify and to instruct us about this important
dimension of our social world.
Recently, the work of Ronald Dworkin, Stephen Perry and Brian Leiter,
among others, has stimulated interest in the methodology of theory
construction in jurisprudence. Leiter has challenged the fruitfulness
of conceptual analysis as a device for illuminating central or important
features of legal practice, while Dworkin and Perry have pressed
the argument that conceptual analysis of law falls within the province
of normative, not descriptive philosophy. Against Leiter, it needs
to be said that there is a significant empirical dimension to conceptual
analysis generally, and to analytic jurisprudence in particular.
Leiter's portrayal of analytic jurisprudence as "intuition
pumping" and armchair a priori reflection overstates and misdescribes
the role of intuitions in determining the content of our concepts.
The picture he draws is mistaken in two ways. First, there is a
significant a posteriori dimension to analytic jurisprudence. Second,
the choice among conflicting theories of concepts answers to a range
of epistemic, theoretical, and especially discursive norms, in the
sense that the theory of a concept we adopt represents a decision
at one node in our overall theory of the world. We don't simply
"pump intuitions" in a theoretical vacuum. Rather, what
we are after is an overall theory of the world, and we defend a
theory of any particular concept as part of any such theory. We
should therefore expect of a theory of the concept of law that it
illuminate the relationships between law and other practices in
its social neighborhood-for example, the notions of authority, rules,
power, coercion, and so on. In engaging in conceptual analysis,
we need not be understood as offering arguments to the effect that
this or that feature of law is necessary in the sense of constituting
a conceptual or analytic truth about the concept; instead, our arguments
might well rest on the claim that certain ways of thinking about
law illuminate its relationships to concepts in its discursive neighborhood,
and to practices in its social neighborhood. This fundamentally
Quinean picture of theory construction is very different from the
naturalistic side of the Quinean project that Leiter emphasizes.
It is this side of Quine-along with the holism and commitment to
revisability-that helps to distinguish my work and my methodology
of theory construction in law from that of others. Moreover, Leiter's
own naturalist project requires so much by the way of familiar conceptual
analysis that it could not qualify as an alternative to analytic
jurisprudence. His claim that conceptual analysis is fruitless threatens
the coherence of his own project.2
The more pervasive, familiar and potentially more powerful objection
to the traditional methodology of theory construction in jurisprudence
comes from those, like Dworkin and Perry, who claim that conceptual
analysis of law is fundamentally normative. These critics do not
deny the possibility of fruitful conceptual analysis. They deny
only that conceptual analysis is, in any interesting sense, descriptive
or value free. Of course there is an unobjectionable sense in which
all conceptual analysis-which by its nature seeks to regulate the
use of language and concepts and to structure thought accordingly-is
a normative endeavor. However, in claiming that the philosophical
analysis of the concept of law is normative, Dworkin and Perry mean
to make a much stronger and less philosophically innocent claim
than this. For them (and for others as well), any philosophical
analysis of the concept of law necessarily relies on substantive
and contestable premises and principles of political morality. All
theory construction in jurisprudence is normative in a sense that
extends far beyond the general regulatory aims of conceptual analysis;
jurisprudence is, on their view, normative in a way that is incompatible
with the methodological claims that Hart and I, among others, have
advanced. To engage in the construction of a philosophical theory
of law (or of the concept of it) is to engage in first-order, substantive
political philosophy-not, to use Hart's phrase, to engage in descriptive
sociology.
Though both Dworkin and Perry advance the thesis that jurisprudence
is normative in this strong sense (a sense that I shall denote henceforth
by the expression "normative jurisprudence"), each defends
his claim on very different grounds. Dworkin's most famous argument
for normative jurisprudence is the so-called Semantic Sting. It
attempts to derive certain claims about the proper methodology of
theory construction in law from more general views about the content
and application conditions of concepts; in this sense, his methodological
claims have a semantic foundation. Perry's arguments have an altogether
different character. Instead of focusing on the concept of law itself
or on the nature of concepts more generally, Perry explores the
way in which Hart develops and defends various claims in the construction
of his overall theory of the concept of law. As Perry reads him,
Hart's theory of the concept stems both from a substantive and contestable
view of law's proper function, and from a morally infused conception
of the internal point of view. Where Dworkin defends normative jurisprudence,
as it were, from the top down, by deriving it from a general theory
of what is involved in grasping the content of a concept (or of
a certain "contestable" sort of concept )-Perry defends
normative jurisprudence from the bottom up, by showing how theorists
(even those who, like Hart, explicitly resist the label of normative
jurisprudent)-cannot construct their theories without invoking substantive
norms of political morality. If Dworkin and Perry are right, one
cannot construct a theory of law, or a theory of the concept of
it, without invoking substantive premises of political morality;
and in that sense, substantive principles of political morality
are necessary to theory construction in law in ways that belie the
methodological claims of positivists like Hart and myself.
The thesis that jurisprudence is normative comprises two related
claims-one of which is explicit in the prior discussion, the other
of which is implicit in it. The already explicit claim is that theory
construction in law necessarily invokes substantive and contestable
premises or principles of political morality. The implicit claim
is that this fact about theory construction in law is in principle
consistent with the full range of received substantive theories
of law. The first claim expresses the universality of the claim
made by normative jurisprudence; the second expresses its supposed
neutrality. Let us consider in turn each of these aspects of the
position.
The claim that all jurisprudence is normative is by now familiar,
though it is not often expressed with adequate precision. All conceptual
analysis is normative in the sense that it constructs theories of
concepts, and such theories in turn structure thought and regulate
use. We can say that our concept of X, in this sense, always depends
on what our concept of X ought to be. Thus, our concept of law depends
on what our concept of law ought to be. Those who defend normative
jurisprudence are making a different claim than this, but how can
we formulate that claim precisely. One obvious suggestion is that
to say that an analysis of our concept of law must be normative
and thus that it invokes substantive principles of political morality
is to say that our concept of what law is depends on what law should
be. On this view, if ordinary conceptual analysis is normative in
the sense that our concept of law depends on what our concept of
law ought to be, then the claim that conceptual analysis of law
is normative is the claim that our concept of law depends on what
law (and not just our concept of it) ought to be. If what law is
depends on what it ought to be, then any analysis of what law is
will be normative in the sense of invoking substantive principles
of political morality. Is this how we should understand the claim
of normative jurisprudence?
In general it is not true that our concept of X depends on what
X ought to be. The claim that what law is depends on what law ought
to be is distinctive, but it is also particularly strong and controversial:
strong and controversial because it appears to build the legitimacy
conditions of law into our analysis of what law is. While some may
defend such an account of law, it may be stronger than necessary
to underwrite the normativity of jurisprudence. Let's try a somewhat
weaker thesis. Instead of claiming that our concept of law depends
on what law ought to be, one could argue that our concept of law
depends on a substantive view about why law is a good, valuable
or otherwise desirable form of governance. Thus, to understand what
law is, we need not have a view about what law ought to be, but
we need to understand why governance by law is valuable.3
The second claim of normative jurisprudence is the neutrality claim-the
claim that the normativity of theory construction is neutral with
respect to the variety of substantive theories of law or of the
concept of it. While denying that one can pursue a (morally) value-free
project of conceptual analysis, normative jurisprudence also insists
that the inevitable normativity of theory construction in law begs
no questions regarding which substantive theory of the concept is
best. Thus, it claims that the (quite distinct) positivist views
that Hart, Raz and I advance, as well as Dworkin's interpretivism
and Finnis' natural law view, all partake of materials drawn from
political morality; yet this fact about theory construction is not
supposed to undermine positivism, or to rule out that positivism
in one or another form might be the best theory of our concept of
law. In other words, the unavoidable normativity of the method of
jurisprudence is not supposed to entail that the correct theory
of the concept must assert any necessary connection between law
and morality-in any case, not any connection that might be incompatible
with legal positivism. The compatibility of the universality and
neutrality claims gains some credence from the fact that some positivists,
like Gerald Postema, appear to accept the claims of normative jurisprudence.
They accept, in other words, the inevitability of political morality
in theory construction, but take it to be compatible with defending
a substantive positivist position .
The claim that one can have it both ways-maintaining the moral character
of the method of theory construction in law while endorsing the
possibility of a substantive theory of the concept that rejects
the necessity of the relationship between law and morality-is easier
made than defended. It is a claim that can be defended, but its
defense depends on one's grounds for believing that theory construction
in law must involve substantive normative premises. Not every view
about why jurisprudence must be normative is compatible with all
substantive theories of law. This is easy to see. Were one to defend
the normativity of jurisprudence by starting with the premise that
law is necessarily the kind of thing whose claim to legitimate authority
is justified or prima facie justified, then it would be easy to
establish why an analysis of the concept of law would have to invoke
substantive moral premises. But that initial premise, though strong
enough to make out the universality claim, precludes the neutrality
claim. It entails that all substantive theories that rule out the
inference from legality to (prima facie) legitimacy are mistaken.
It substantiates the normativity of jurisprudence at the cost of
ruling out the very possibility of a positivist jurisprudence. If
the claims to universality and neutrality are to be reconciled,
then some possible lines of defense for normative jurisprudence
are ruled out from the start.
Dworkin's Semantic Sting is instructive in this regard. Dworkin
maintains that Legal Positivists like Hart are committed to a "criterial
semantics." According to criterial semantics, those who share
a concept or understand it must share criteria for applying it.
They can disagree about whether this or that is an instance of the
concept, and they can disagree about what the criteria for the concept
ought to be; however, they cannot disagree about the criteria for
applying it-for that is what, according to criterial semantics,
they must share in order to have the same concept. But, Dworkin
argues, those who share a concept can and often do disagree about
the proper criteria for applying it. He calls such disagreement
"theoretical," and notes that it is a pervasive feature
of legal practice. Theoretical disagreement thus cannot be accommodated
within criterial semantics-at least for a broad category of contestable
concepts, including, for example, art and law. If we are to allow
for the possibility-let alone the inevitability and pervasiveness-of
disagreement over the criteria for applying concepts like art and
law, then our analysis of such concepts cannot consist in identifying
shared application conditions. If the semantics of a concept is
not criterial, Dworkin contends, then it must be interpretative.
Interpretation is normative. The norms governing interpretation
depend on the nature of the object of interpretation. The norms
governing interpretation of art are (in the first instance) aesthetic;
those governing the interpretation of what law is are principles
of political morality.4
If law is an interpretive concept and if the norms appropriate to
its interpretation are those of moral and political philosophy,
then any theory of the concept of law must involve an exercise of
substantive moral and political philosophy. Thus, the second claim:
any substantive theory of the concept of law-positivist, natural
law, realist, whatever-is constructed from premises of first order
political philosophy. They rely on a contestable conception of the
law's proper function. Thus, all theories of law are constructed
from premises of political philosophy. But that fact by itself does
not tell us which substantive theory of law is the correct or most
illuminating one. It tells us only that any theory of the concept
of law draws its lifeblood from substantive views about the proper
point or purpose of governance by law. Such a view about law's proper
function would be part of a more general account of why governance
by law is valuable or desirable.
In The Practice of Principle, I argue against Perry that Hart's
claim that the function of law is the guidance of conduct is part
of a familiar functionalist explanatory project, and not part of
a moral theory of law's proper function. Hart thought that by ascribing
to law the function of guiding conduct through reasons, we could
explain why legal systems arise and persist over time, and especially
why they take the shape they do in their mature form.5 Hart certainly
never claimed-nor does any part of his theory require him to claim-that
guiding conduct by reasons is law's morally proper function. Moreover,
Hart does not see the internal point of view-the point of view of
one who acts for the reason that the rule requires her so to act-as
morally superior to the point of view of one who acts to avoid the
imposition of a sanction. Nothing in his argument depends, one way
or the other, on the relative merits of acting for one or the other
sort of reason. Rather, the internal point of view is a conceptual
necessity within Hart's theory. Legality itself depends, at its
foundation, on a conventional rule-the rule of recognition-and the
existence of that rule requires, as a conceptual matter, that certain
individuals adopt the internal point of view toward the rule-they
must act for the reason created by the rule. The internal point
of view enters Hart's account as a conceptually necessary condition
for the existence of legality as such, and not as a morally attractive
form of motivation.6
Dworkin's Semantic Sting argument has been the focus of a great
deal of attention, almost all of it critical. Most of the objections
to it are familiar, and frankly, well founded. I spend very little
time on those. Instead, I note that Dworkin confuses two different
projects-the project of retrieving the content of the law of a particular
community, and the project of retrieving the content of the concept
of law. He regularly draws conclusions about the latter project
from arguments that apply only to the former. In addition, he mistakes
the kind of coordinative activity that is involved in sharing concepts
and in communicating through them. An account of what it is to share
or have the same concept can be perfectly compatible with the kinds
of theoretical disagreement that we associate with so-called contested
concepts. I develop the outlines of one such account in the book.7
Even though none of the arguments offered in defense of normative
jurisprudence by its strongest advocates-Dworkin and Perry-are persuasive,
we should not let the matter end there. That is because what drives
the conviction that there must be something to normative jurisprudence
is the very sensible and plausible thought that to understand what
law is, we need to understand why governance by law is preferable
to other schemes and systems of governance. This is not to presuppose
that law is morally legitimate-since it often is not, and certainly
need not be-rather, it is simply to acknowledge an important aspect
of the way we regard law. If this is at the core of the normative
jurisprudential project, then we can see why Perry is drawn to arguments
designed to show that Hart's analysis of the concept of law-his
theory of law-ultimately must rely on contestable normative premises
about the value of governance by reason, rather than by sanctions.
Having found the arguments advanced by others in favor of normative
jurisprudence unpersuasive, I want to offer a different and I think
more general and more powerful one on behalf of the project of normative
jurisprudence. In doing so, I may appear to be arguing against interest,
but this would be shortsighted. In fact, though the argument I am
about to offer does not in the end amount to a defense of normative
jurisprudence, it allows us to see why we are drawn to the thought
that we need to understand why governance by law is desirable or
valuable if we are to understand what law is. Yet in the end we
will see that this implies nothing about whether our concept of
law contains substantive political commitments. Thus, the following
argument illustrates the insight those who defend a normative jurisprudence
are drawn to, and explains why one ought to be drawn to it. At the
same time, it explains why this insight is inadequate to make the
case for normative jurisprudence.8
When we speak of law, we mean a form of governance that constitutes
a distinctive normative relationship between the governing individuals
or institutions, and those who are governed by them. The way that
law structures this relationship is different from, and in some
sense morally preferable to, the relationship between, for example,
the ruling powers and the subject population in the case of a military
occupation. More generally, governance by law is preferable to governance
by force and fear. Any plausible account of law must not only make
plain the differences among those forms of governance, it must do
so in a way that explains-or enables us to explain-why we believe
legal governance is morally attractive. We can capture this condition
by saying that law is a predicate of commendation.9
In characterizing law this way, we do not imply that legal authority
is always morally legitimate or justified, or even that any actual
instance of it is. We certainly need not claim that the law in a
particular community is justified merely in virtue of its status
as law. Law is, in this sense, a predicate of weak commendation,
and we may contrast it with a predicate of strong commendation such
as "justice." A theory of justice would be implausible
on its face if its extension included morally undesirable social,
political, or economic arrangements. The property of moral legitimacy
is an essential, or a central, feature of our concept of justice,
and an argument to the effect that an analysis of justice picks
out some morally illegitimate social arrangement is an argument
for the inadequacy of that analysis. By contrast, laws-and perhaps
even legal systems-can be morally illegitimate, and more often than
we would care to believe, probably are. Nonetheless, we seem inclined
to acknowledge that there is something commendable about law as
such.
An argument for normative jurisprudence begins with this weak commendation
feature of the predicate "law." If law is a predicate
of weak commendation, then one could argue that the best explanation
of how it is that law plays this role in our normative discourse
is that law has a moral property adequate to warrant the discursive
role of "law". That is, there must be some moral property
that law has that provides the explanation of the fact that "law"
plays this commendation role in our normative discourse. Every instance
of law must possess this moral property, M-something weaker, perhaps,
than either moral legitimacy or prima-facie legitimacy. If law has
such a property, an analysis of the concept of law should specify
what this property M is-and in doing so, the analysis must appeal
to moral argument in two ways: in specifying the content of M, the
analysis must reveal how or why that property is morally attractive;
and the overall analysis must be such that it picks out only things
that have the property M. Thus, in selecting the other elements
of the analysis of law, theorists are constrained to select a set
of elements that are sufficient for, or at the very least consistent
with, M. Succeeding in that is an adequacy condition for an analysis
of law, and necessarily entails engaging in substantive moral argument.
This sounds like a case for normative jurisprudence, so let us consider
the point more carefully. We have already granted the first premise,
that law is a predicate of weak commendation. This is simply a fact
about the role that "law" plays in our normative discourse.
In acknowledging this, we leave open the question of how or why
"law" plays this role. One answer is that provided in
the foregoing argument, namely, that there is a moral property,
M, that explains how law could serve as a predicate of commendation
in our normative discourse. Law plays a commendation role in our
normative discourse because the concept of law is the concept of
something with a certain morally attractive property.
Clearly, the property of being morally legitimate would suffice
to explain law's commendation function, but few normative jurisprudents
would wish to endorse the inference from legality to moral legitimacy.
There are other values for M that might also explain the commendation
feature. More importantly, it has yet to be established that the
existence of an essential moral property is the only way we can
make sense of the commending role "law" plays in our normative
discourse.
It could be argued, for example, that the commendation feature of
law is simply an induction over experience. The historical record
provides us with examples of a variety of different kinds of governance,
legal and otherwise, and the legal ones seem to be preferable on
balance. Or perhaps it is something even less creditable: a shortsighted
induction. Maybe recent legal systems have been better than their
alternatives. For one reason or another, we have formed positive
associations about the concept, and that is what explains the role
that law plays in our normative discourse. However, this is just
an accidental feature of law, and has no bearing on the content
of the concept or on the proper method of jurisprudence.
The point is debatable, but I do not want to defend it here. The
immediate rejoinder will be that if we have inductively based beliefs
about the moral attractiveness of law, these beliefs are not be
to explained by mere historical contingency-by brute facts about
how various forms of governance happen to have worked out. If law
is associated historically with a more humane or just form of governance
than its alternatives, that fact (it will be argued) is owing to
something inherent in the nature of law. Indeed, it is not clear
that we should even accept the claim that our beliefs about the
attractiveness of law are inductively based in the first place.
It is not obvious that the historical record-whether on a long or
short view-presents an unambiguously attractive picture of legal
governance, or that the commendation feature really depends on the
record's doing so. It seems likelier that the explanation of the
commendation feature lies not in what laws and legal systems have
actually been, but, rather, in what they can potentially be. That
is to say, inherent in the nature of law is the potential for a
kind of governance that we feel is more morally attractive than
alternatives. Our concept of law is the concept of something that
has the inherent potential to achieve, realize, or take the form
of a certain ideal of governance.
The suggestion now is that the morally attractive property of law
is its inherent potential to realize or manifest an ideal of governance.
As a potential, it need not be realized in every instance of law,
and that explains once and for all why the argument for normative
jurisprudence need not endorse the inference from legality to legitimacy.
Yet at the same time, if this potential is an essential or central
feature of our concept of law, an analysis of law must appeal to
moral argument.
One way of distinguishing different forms of governance is in terms
of the structure of the relationship between, as we might put it,
"ruler" and "ruled." The idea of law imposes
constraints not only on the ruled, but also on the ruler. To be
sure, a legal system need not be effective in constraining the exercise
of the ruler's power, and may even stipulate that the law imposes
no such constraints; but in so far as a ruler exercises purely arbitrary
power, he or she does not govern by law. Law thus implies a kind
of reciprocity between ruler and ruled. Legal rules are, as such,
general in their scope and application, knowable in advance, and
susceptible of compliance. These features indicate that under law,
the governed are, in some perhaps very modest and limited sense,
treated as autonomous agents capable of deliberating and acting
on the basis of reason. This normative relationship between ruler
and ruled under law is morally preferable to alternatives, and this
inherent feature of law explains why it is a predicate of commendation.
We can understand a range of important legal theories as alternative
attempts to explicate the inherent potential of law to realize a
morally attractive ideal of governance. Dworkin's assertion that
law is a practice that aims to justify the state's exercise of coercive
force could be seen as a way of explicating a morally attractive
potential of law: certainly a state that recognizes an obligation
to justify its coercive actions is capable of being better, morally,
than a state that fails to recognize any such obligations. Raz's
view of law as something that necessarily claims to mediate between
persons and the reasons that apply to them contains similar resources,
for it conceives of law as capable of serving each citizen's interest
in meeting the demands of right reason, conceives of law as figuring
in the deliberations of autonomous agents, and so on. Whatever their
differences, Dworkin and Raz allow us to understand the moral attractiveness
of a kind of governance that law has the inherent potential to realize.
At the same time neither view rests on the claim that law must always
realize this potential, and thus neither view succumbs to the pitfall
of endorsing an inference from legality to moral legitimacy.
Even Hart's analysis enables us to explain the inherent potential
of law to realize an attractive form of governance. For in positing,
as the function of law, the guidance of conduct by rules that are
reasons, Hart posits a function that can be understood, perhaps
in a variety of different ways, as morally attractive. It has the
capacity to treat individuals as autonomous, to mediate between
persons and the reasons that apply to them, to justify the use of
coercive force, and to serve a variety of welfare-enhancing ends.
The moral attractiveness of law's putative guidance function is
perhaps at a higher level of generality than any of these particular
accounts of what is morally attractive about legal governance, but
all of these accounts are suitable to reveal that law is necessarily
the sort of thing with the inherent potential of realizing a morally
attractive form of governance.
The argument from commendation may now be summarized as follows.
Law is a predicate of weak commendation. This is because it is a
part of our concept of law that it is morally attractive as such,
from which it follows that every instance of law has some morally
attractive property M. That property is the inherent potential of
law to realize an ideal of governance. The relevant ideal can be
specified in different, perhaps competing, ways, and at different
levels of generality; but any analysis of the concept of law must
invoke substantive moral premises in order to explain the nature
of M, and to orient the analysis toward only those practices that
have M. Thus all jurisprudence must be normative.
The flaw in this argument lies in the way we are to understand the
idea of the inherent potential of law. Let us grant that law does
have the inherent potential to realize a variety of moral ideals
that other forms of governance cannot realize, and that this distinguishes
law from other forms of governance. Is this inherent potential really
a part of our concept of law? We should not be led astray by the
metaphysical resonance of an expression like "inherent potential."
There are ways of understanding that expression that do have metaphysical
implications, but the initial plausibility of the foregoing argument
depends on a more straightforward and metaphysically innocent sense
of law's "inherent potential."
Law just is the kind of thing that can realize some attractive ideals.
That fact about law is not necessarily part of our concept of it.
After all, a hammer is the kind of thing that can be a murder weapon,
a paperweight, or a commodity. Religion is the kind of thing that
can stir murderous passions. Medicine is the kind of thing that
can form the basis of a lucrative economic sector-doing so is, in
that sense, an "inherent potential" of medicine. However,
the fact that a thing, by its nature, has certain capacities or
can be used for various ends or as a part of various projects does
not entail that all or any of those capacities, ends, or projects
are a part of our concept of that thing. The only point we must
grant about the "inherent potential" of law to realize
an attractive moral ideal of governance is the fact that law is
the kind of thing with the capacity to do so. But that alone is
sufficient to explain the commendation role that "law"
plays in our normative discourse. Nothing follows from this about
the content of our concept of law. Thus, the commendation argument
errs when it assumes that a particularly interesting capacity of
law is in fact a part of our concept of it. An argument is needed
to show that that is the case, and none appears to be forthcoming.
Of course, if we were to give an analysis of the concept of a hammer
that did not shed light on its capacity to be used as a paperweight,
that would be a prima facie inadequacy of the analysis. If we were
to analyze the concept of religion in a way that failed to account
for the capacity of religion to stir murderous passions, we would
have grounds to fault that analysis too. It does not follow that
an analysis of either concept must rely on, invoke, or appeal to
these capacities in identifying the central features of the concepts.
By the same token, an analysis of law should help us to understand
what we find morally attractive about it, and an analysis that failed
to do so would be lacking. But this condition does not imply that
we must appeal to moral argument in order to provide an adequate
analysis of law. It is sufficient if, at the end of the day, the
analysis we offer helps us to understand the morally attractive
capacities of law.
In my own work, especially in The Practice of Principle, I have
offered a theory of the concept of law that involves a variety of
elements: primary and secondary rules, the rule of recognition,
the internal point of view, and the conventionality thesis. These
elements can be conjoined in a way that can explain why governance
by law is preferable to alternative forms of governance. If one
is moved by the moral ideals of autonomy and dignity, then one can
see how the elements of my analysis constitute a thing (law) that
has the capacity for accommodating those ideals in ways that other
forms of governance cannot. If one is moved by the ways in which
effective organization can enhance human welfare, then it is plain
to see that law, understood in terms of the analysis I offer, can
be conducive to those ends. But autonomy, dignity and welfare do
not enter at any point into the analysis that I offer, nor do any
other moral properties. These ideals are external to the concept
of law; law happens to be the kind of thing that can serve them
well. The capacity to do so is, in a metaphysically innocent sense,
an inherent potential of law. This implies nothing about how the
analysis of law must proceed, and the analysis I have offered makes
no appeal to any of the values that make law attractive. The same
is true of Hart's analysis as well.
In conclusion, while any theory of the concept of law would be wanting
if it lacked the resources to explain why governance by law can
be morally attractive, it is not true that the moral attractiveness
of governance by law is part of our concept of it. The moral attractiveness
of law is no basis for the claim that an analysis of the concept
must proceed by way of substantive moral or political argument.
The project of normative jurisprudence is driven by an important
insight-that "law" is predicate of weak commendation-but
it is not one that threatens a project of descriptive jurisprudence.
Endnotes
1 . Yale Law School
2. I explore several of these claims in more detail in The Practice
of Principle: In Defense of a Pragmatist Approach to Legal Theory
(Oxford University Press, 2001), especially Chapter 12. I develop
other aspects of my methodological approach-including an important,
often missed and invariably misunderstood distinction between two
approaches to conceptual analysis-in "Methodology of Jurisprudence"
in Coleman, Jules L. & Shapiro, Scott (eds.) & Himma, Kenneth
(assoc. ed.), Oxford University Handbook of Jurisprudence and Legal
Philosophy (Oxford University Press, forthcoming 2002).
3. Thus, a theorist's view about the value of governance by law
is what leads her to emphasize certain features of legal practice
at the expense of others. It explains why someone like Hart emphasizes
law's capacity to create reasons for actions in explicating law's
guidance function, rather than emphasizing, for example, law's power
to sanction.
4. I am here merely characterizing Dworkin's argument, not endorsing
it. In fact, I have argued strenuously in The Practice of Principle
that it is mistaken. All conceptual analysis answers to epistemic,
theoretical and discursive norms. This is true regardless of the
concept. There is nothing special about law in this sense.
5. Coleman, Jules L., The Practice of Principle: In Defense of a
Pragmatist Approach to Legal Theory (Oxford University Press, 2001).
6. This point was first made by Scott Shapiro, "On Hart's Way
Out," Legal Theory 4 (1998).
7. See Coleman, The Practice of Principle, Chapter 12.
8 . Op. cit., chapters 7 and 11.
9. This argument in its details is drawn from Coleman, op cit.,
Chapter 12.
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