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APA
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Fall 1999
Volume 99, Number 1
Newsletter on Philosophy and
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Abstracts:
Recent Law Review Articles of Interest
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Cross, Frank B. "The Justices of
Strategy," Duke Law Journal 48 (1998): 511570
Ostensibly a book review devoted to Epstein & Knight, The Choices Justices Make,
the recipient of the 1998 Hermann Pritchett Award, the American Political Science
Associations accolade for the best book published on law and the courts,
Crosss article is really a full-blown law review essay which also uses Lazarus, Closed
Chambers (see "Books of Interest" section for both references) as a point of
departure for discussing an entire school of legal research known as "Positive
Political Theory" (PPT). Both books embrace the thesis that appellate judicial
decisions are governed entirely by political strategy in pursuit of the ideological policy
objectives of individual judges. While Cross regards the Epstein & Knight study in
particular as a useful countermeasure to what he calls the "naive view of sincere
legal decisionmakers" under which conventional doctrinal analysis is regarded as the
most appropriate way to explain the content of judicial decisions, Cross takes an
intermediate position, rejecting Epsteins & Knights view that, in the face
of ideological concerns, the law has no significance in and of itself.
In the course of developing his intermediate view, Cross discusses a variety of
political strategies covered in Epstein & Knight, in Lazarus, and in earlier work in
this territory (e.g., Bernard Schwartz, Decision: How the Supreme Court Decides Cases
(1996); James F. Simon, The Center Holds: The Power Struggle Inside the Rehnquist Court
(1995); Bob Woodward & Scott Armstrong, The Brethren (1979); and various
articles by William Eskridge, Emerson Tiller, McNollgast, and Cross himself). Included
among these strategies are "aggressive grants" and "defensive denials"
of certiorari, the first in cases that may not justify review, but which the
granting judges hope to use to develop judicial doctrine in a direction they favor, and
the second to avoid confrontations with an unfriendly court majority which might dismantle
some favored precedent. Using the development of the intermediate scrutiny standard in Craig
v Boren as one example (among others), Cross also reviews Epsteins &
Knights discussion of the strategies behind assignment of opinion authorship, and
those of coalition building and compromise in the writing of opinions.
There is also some discussion of political strategizing in response to extra-judicial
pressurese.g., the prospect of legislative reversal of a judicial interpretation of
statute. It is especially in this area that Cross finds Epsteins & Knights
thesis less compelling, and in the references to precedent which Supreme Court justices
frequently make in their conference discussions. Cross also asks a series of pointed
questions which he takes to undermine Epsteins & Knights thesis to some
degree: e.g, if judicial behavior is driven exclusively by ideology, why compromise any
more than is minimally necessary to secure a 5-4 majority? (Bare majorities are the
exception rather than the rule in the Supreme Court.) Or why does the Court take so many
cases that it ultimately affirms (39%)? Crosss article provides a very balanced and
comprehensive review of recent developments in PPT research, and is well worth the modest
investment for anyone who cant devote even more time to the original body of
research in this area.
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